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 Medical Devices and HIPAA

 

The Health Insurance Portability and Accountability Act (HIPAA) became federal law on August 21, 1996 and will become compliant mandatory on April 14th, 2005. This federal standard is stirring up a big buzz across the nation as hospitals burn the midnight oil to meet compliance.

How does "Insurance" make it's way into the "I" in "HIPAA". We won't get into the history too deep here but note that it stems from insurance reform. In short – HIPAA was developed by the US's department of Health and Human Services (HHS) and stemmed from the desire to standardize the electronic transfer of data. In essence the Insurance industry was suffering from a lack of norm when it came to medical transaction and billing data.

For those of us who work in the Hospital Information System (HIS) industry the work HIPAA has become an everyday word for protecting confidentiality and ensuring information security, as well as providing an overall improvement to the quality of data.

HIPAA Scope

The main focus of HIPAA is entirely on Health Information. The scope is not exclusively for products but services as well. What does Health Information consist of?
HEALTH INFORMATION- The term `health information' means any information, whether oral or recorded in any form or medium, that--
(A) is created or received by a health care provider, health plan, public health authority, employer, life insurer, school or university, or health care clearinghouse; and
(B) relates to the past, present, or future physical or mental health or condition of an individual, the provision of health care to an individual, or the past, present, or future payment for the provision of health care to an individual.
This essentially covers most if not all information related to health that applies to an individual. This includes any information that applies to a person’s physical, mental, or functional condition – these would all require HIPAA. Non health care services do not (under the definition of HIPAA) require compliance with the standard.

SECURITY STANDARDS AND PRIVACY STANDARDS
There are two methods that HIPAA uses for protection. Namely security standards – including ensuring that information can not be corrupted, damaged or lost and Privacy standards – ensuring that information is kept from
inappropriate disclosures. In short these address the underlying principle of maintaining confidentiality.
It is not acceptable any longer to have information backed up on a floppy and kept in a drawer. The problem with this is that the information can become lost permanently in a fire – destroying both the record on the server and the backup on the floppy. This important detail has resulted in services sprouting up that work to store your information in “warehouses”. Some of these services have nicely integrated with the overall move of hospitals towards adopting Picture Archiving and Communication Devices or PACS.
In this day and age radiology ‘light boxes’ are ever changing to the more efficient PACS systems. In essence x-rays are either captured directly on digital media or are scanned in at a later time. In both instances the images are kept and even diagnosed from computer systems. Diagnosis is made off of high resolution monitors (2MP or in the case of mammography 5MP monitors).
This move to the digital media has nicely co-evolved with the implementation of HIPAA. Hospital administrators looking to implement PACS type devices should specifically asked to ensure that the products are HIPAA compliant. A quick scan of manufacturers (at the time this article was written) showed that only a handful of PACS suppliers actually advertised as HIPAA compliant.
Third Party (off site) storage of Health Information should be initiated with an Agreement (or contract). Such agreements ought to be drafted up by a lawyer specialized in HIPAA. The reason being that the agreements can become complex especially if there are several parties privy to receiving the Health Information stored.

From the FDA’s perspective compliance to these and other Part 11 components are usually a matter of demonstrating it through validation techniques. Software has a way of getting complex – especially when designed to work and interact with other pieces of software. When this is the case strange things can occur as a result of unintended clicks of the mouse. We won’t get into the crux of how validation is done here. For a detailed overview of validation you can find an excellent guidance document posted by the FDA: General Principles of Software Validation.
In conclusion, HIPAA will make hospitals and other institutions better effective places by ensuring that information is sent, transmitted and received with high degree of efficacy and efficiency. In turn we can begin to reap the rewards of our current technology applied to our medical treatment.
Please keep posted at Medical Device School for more information related to HIPAA.

 

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